Securicty and Exchange Commission

Business

SEC brings record fines for financial wrongdoing

Charles Lane

The Securities and Exchange Commission says 2014 has brought a record number of fines against traders and others who sought to mislead investors.This year…
Business

SEC penalizes first high-frequency trader

Charles Lane

The Securities and Exchange Commission (SEC) charged a New York trading firm with the largest fine ever for breaking rules designed to keep risky trades…